Privacy Policy

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Date Updated: January 29, 2025

Introduction

At Rock Solid Capital Investments LLC ("we," "us," or "our"), we value your privacy and are committed to safeguarding your personal information. This Privacy Policy outlines how we collect, use, disclose, and protect your non-public personal information ("Personal Information") in compliance with applicable laws and regulations.

Information We Collect

We may collect the following types of Personal Information:

• Personal Identifiers: Name, address, email address, phone number, Social Security number, and date of birth.
• Financial Information: Account numbers, account balances, transaction history, and investment preferences.
• Employment Information: Occupation, income, and employment history.
• Demographic Information: Age, marital status, and dependents.

How We Collect Information

We collect Personal Information through various means, including:

• Directly from You: When you open an account, complete forms, or communicate with us.
• Third Parties: From custodians, brokers, or other financial institutions with which you have authorized us to obtain information.
• Public Sources: From publicly available records or databases.

Use of Personal Information

We use your Personal Information to:

• Provide Services: Manage your accounts, process transactions, and offer investment advisory services.
• Communicate: Send account statements, reports, and updates about our services.
• Compliance: Adhere to legal and regulatory requirements, including anti-money laundering laws.
• Improve Services: Enhance our services based on your feedback and interactions.

Information Sharing and Disclosure

We do not sell or rent your Personal Information. We may share your information in the following circumstances:

• Service Providers: With third-party service providers who assist in account maintenance, transaction processing, or other services on our behalf. These providers are contractually obligated to maintain the confidentiality of your information and use it solely for the purposes specified by us.
• Affiliates: With our corporate affiliates to enhance and improve customer communications, services, and products designed to meet our customers' needs.
• Legal Requirements: When required to comply with legal obligations, court orders, or regulatory inquiries.
• Business Transfers: In the event of a merger, acquisition, or sale of assets, your Personal Information may be transferred as part of the transaction.

Your Privacy Rights

Depending on your jurisdiction, you may have the right to:

• Access: Request a copy of the Personal Information we hold about you.
• Correction: Request corrections to any inaccurate or incomplete information.
• Deletion: Request the deletion of your Personal Information, subject to legal and contractual obligations.
• Opt-Out: Opt out of certain information-sharing practices.

To exercise these rights, please contact us using the information provided below.

Security Measures

We implement physical, electronic, and procedural safeguards designed to protect your Personal Information. Access to your information is restricted to authorized personnel who require it to perform their job duties. Despite these measures, no system can guarantee absolute security.

Cookies and Online Tracking

Our website may use cookies and similar technologies to enhance user experience and analyze site usage. You can manage your cookie preferences through your browser settings.

Changes to This Privacy Policy

We may update this Privacy Policy periodically to reflect changes in our practices or legal requirements. The revised policy will be posted on our website with the effective date. We encourage you to review this policy regularly.

Contact Us

If you have any questions or concerns about this Privacy Policy or our privacy practices, please contact us at:

Rock Solid Capital Investments LLC

1221 West Oleander Avenue, Perris, California 92571, United States

 admin@rocksolidap.com 

 323-691-5722